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General Disclaimers. This web site is designed to provide general and not specific information about investment banking related topics. The material provided is for informational purposes only. This material should not be viewed as a complete description or representation of the investment banking services or strategies discussed. This document is not an offer to sell or the solicitation of an offer to purchase or subscribe for any investment. The information is not intended to be used as the basis for investment decisions, nor should the information be construed as advice designed to meet your particular needs or the particular needs of any individual investor. No portion of this web site is directed to persons who reside in jurisdictions that prohibit by any law, rule or regulation Crowe Capital from making the information on this web site available to its residents. Crowe Capital may only transact business in your jurisdiction if first registered, excluded or exempted from state broker/dealer registration requirements and follow-up, individualized responses to persons in a specific jurisdiction by Crowe Capital that involve either the effecting or attempting to effect transactions in securities will not be made absent compliance with state broker/dealer registration requirements, or an applicable exemption or exclusion therefrom.
Links: At certain places on our web site, live links to other Internet addresses can be accessed. Links to such addresses are for convenience only. Such external Internet addresses contain information created, published, maintained, or otherwise posted by institutions, organizations or individuals independent of us. We do not endorse, approve, certify, or control these external Internet addresses and do not guarantee or assume responsibility for the accuracy, completeness, efficacy, or timeliness of information contained at such addresses. Internet E-Mail: Any unprotected e-mail communication over the Internet is not confidential, is subject to possible interception or loss, and is also subject to possible alteration. Crowe Capital is not responsible for and will not be liable to you or any one else for any damages in connection with an e-mail sent by you to Crowe Capital or an e-mail sent by Crowe Capital to you at your request or on an ad-hoc basis. Trademarks and Copyrights: Certain names, words, titles, phrases, logos, icons, graphics or designs or other content in the pages of this web site are trade names, trademarks, or protected by copyright laws. Any unauthorized downloading, re-transmission, or other copying or modification of trademarks and/or the contents of this web site may be a violation of federal or other law that may apply to trademarks and/or copyrights and could subject the copier to legal action. Unless otherwise specified, no one has permission to copy, redistribute, reproduce, republish, store in any medium, retransmit, modify or make public or commercial use of, in any form, the information contained on this web site. Customer Identification Program: To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes a formal relationship with the financial institution. What this means to you is that if you establish a formal relationship with Crowe Capital, you must furnish to us your name, address, date of birth, tax identification number and other information and documentation (which documentation may include a driver's license, passport, or other government-issued document evidencing nationality or residence and bearing a photograph or other similar safeguard) that will allow us to verify your identity. Where business entities establish formal relationships with Crowe Capital, we require certain information and documentation to verify the identify and existence of the business entity. Business Continuity Plan: Securities regulations require broker/dealer firms to inform their clients of their plans to address the possibility of a business disruption that potentially results from power outages, natural disasters, or other unexpected events. Crowe Capital has a comprehensive business continuity program in place, which we review, update and test on a regular basis. The plan provides for continuation of our service within the hour in most cases. Following are a few examples of what might occur if we were to experience a business disruption of varying magnitude. If our telephones were to become unavailable for any reason, we would re-route telephone calls to an affiliate. In the event that we had to evacuate our facilities, we would transition to a separate remote location. If we had a power outage, we would re-route telephone and electronic communications to alternate locations, which may be an affiliate's location for the duration of the outage. While no contingency plan can eliminate all risk of service interruption, we continually assess and update our plans to help mitigate all reasonable risk. This disclosure is subject to modification. |